Filing Details
- Accession Number:
- 0001315101-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 12:58:14
- Reporting Period:
- 2010-08-26
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 12:58:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315074 | W Richard Gilbert | 2020 Calamos Court Naperville IL 60563 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-08-26 | 8 | $9.55 | 17,517 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2010-11-26 | 6 | $12.00 | 17,524 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | L | Direct | |
No | 4 | P | Direct |
Footnotes
- Total represents 2,364.3817 shares of Class A Common Stock and 15,153.00 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- Total represents 2,370.5217 shares of Class A Common Stock and 15,153.00 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).