Filing Details
- Accession Number:
- 0001181431-10-058060
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 11:13:34
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 11:13:34
- Original Submission Date:
- 2010-11-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1398006 | Oak Ridge Financial Services Inc. | BKOR | National Commercial Banks (6021) | 208550086 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418382 | G Douglas Boike | Po Box 2 Oak Ridge NC 27310 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-15 | 100 | $4.80 | 32,045 | No | 4 | P | Indirect | IRA |
| Common Stock | Acquisiton | 2010-11-15 | 200 | $4.83 | 32,245 | No | 4 | P | Indirect | IRA |
| Common Stock | Acquisiton | 2010-11-15 | 200 | $4.84 | 32,445 | No | 4 | P | Indirect | IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
| No | 4 | P | Indirect | IRA |
| No | 4 | P | Indirect | IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Commopn Stock | Acquisiton | 2010-08-19 | 3,000 | $4.82 | 3,000 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,615 | 2010-08-19 | 2020-08-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Wife's IRA |
| Common Stpock | 1,250 | Indirect | Wife as Custodial for Son |
| Common Stock | 1,713 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.80 | 2005-12-20 | 2011-04-30 | 6,723 | 6,723 | Direct |
| Common Stock | Stock Option | $10.40 | 2005-12-20 | 2013-08-19 | 3,438 | 10,161 | Direct |
| Common Stock | Stock Option | $10.00 | 2005-12-20 | 2014-08-18 | 8,750 | 18,911 | Direct |
| Common Stock | Stock Option | $11.20 | 2005-12-20 | 2015-12-20 | 2,704 | 21,615 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-30 | 6,723 | 6,723 | Direct |
| 2013-08-19 | 3,438 | 10,161 | Direct |
| 2014-08-18 | 8,750 | 18,911 | Direct |
| 2015-12-20 | 2,704 | 21,615 | Direct |
Footnotes
- As adjusted for stock dividend
- Of the 1713 shares in this column, 463 are restricted shares and will vest on May 11, 2011 so long as Mr. Boike remains a director of the Company.
Billionaire Hedge Funds
