Filing Details
- Accession Number:
- 0000719955-10-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-29 20:50:54
- Reporting Period:
- 2010-11-24
- Filing Date:
- 2010-11-29
- Accepted Time:
- 2010-11-29 20:50:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1484338 | A. Richard Harvey | 3250 Van Ness Avenue San Francisco CA 94109 | President Ws Brand | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-24 | 25,000 | $8.56 | 28,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-24 | 6,529 | $32.78 | 21,554 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-11-24 | 8,622 | $32.78 | 12,932 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-11-24 | 3,200 | $22.47 | 16,132 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-24 | 5,600 | $21.80 | 21,732 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-24 | 8,800 | $33.82 | 12,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-26 | 3,083 | $33.54 | 9,849 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-24 | 36 | $33.90 | 19,244 | No | 4 | J | Indirect | by Managed Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | by Managed Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-24 | 5,600 | $0.00 | 5,600 | $21.80 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-24 | 3,200 | $0.00 | 3,200 | $22.47 |
Common Stock | Stock Settled Stock Appreciation Right (SSAR) | Disposition | 2010-11-24 | 25,000 | $0.00 | 25,000 | $8.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-01 | No | 4 | M | Direct | |
0 | 2012-04-03 | No | 4 | M | Direct | |
50,000 | 2018-11-07 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $33.82 to $33.83. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $33.53 to $33.55. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person owns $652,357.29 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated November 26, 2010. The number of shares indirectly owned by Managed Account and listed in Table 1 was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $33.90, the closing price of Williams-Sonoma, Inc. common stock on November 24, 2010.
- The option vested in equal installments on April 1, 2004, 2005, 2006, 2007, and 2008.
- The option vested in equal installments on April 3, 2003, 2004, 2005, 2006, and 2007.
- The SSAR vests in four equal annual installments beginning on November 7, 2009.