Filing Details
- Accession Number:
- 0001181328-10-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-29 17:45:01
- Reporting Period:
- 2010-11-23
- Filing Date:
- 2010-11-29
- Accepted Time:
- 2010-11-29 17:45:01
- Original Submission Date:
- 2010-11-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
53669 | Johnson Controls Inc | JCI | Public Bldg & Related Furniture (2531) | 390380010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181328 | J Southwood Morcott | 5757 N. Green Bay Ave. P.o. Box 591 Milwaukee WI 53201-0591 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-23 | 13,287 | $36.69 | 25,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units/Directors' Deferred Comp Plan | $0.00 | 52,670 | 52,670 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
52,670 | 52,670 | Direct |
Footnotes
- This amendment is being filed to correct the date of earliest transaction reported. The date was originally listed as 10/23/2010. The actual date of the transaction was 11/23/2010. There are no other changes.
- The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or move out of the plan.
- Includes 681.461 phantom stock units acquired through reinvestment of dividends on April 5, July 2, and October 4, 2010 at prices ranging from $26.88 to $33.10 per phantom unit.