Filing Details

Accession Number:
0001181328-10-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-11-29 17:45:01
Reporting Period:
2010-11-23
Filing Date:
2010-11-29
Accepted Time:
2010-11-29 17:45:01
Original Submission Date:
2010-11-24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
53669 Johnson Controls Inc JCI Public Bldg & Related Furniture (2531) 390380010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181328 J Southwood Morcott 5757 N. Green Bay Ave.
P.o. Box 591
Milwaukee WI 53201-0591
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-23 13,287 $36.69 25,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units/Directors' Deferred Comp Plan $0.00 52,670 52,670 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
52,670 52,670 Direct
Footnotes
  1. This amendment is being filed to correct the date of earliest transaction reported. The date was originally listed as 10/23/2010. The actual date of the transaction was 11/23/2010. There are no other changes.
  2. The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  3. The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or move out of the plan.
  4. Includes 681.461 phantom stock units acquired through reinvestment of dividends on April 5, July 2, and October 4, 2010 at prices ranging from $26.88 to $33.10 per phantom unit.