Filing Details
- Accession Number:
- 0001181431-10-057911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-29 16:58:51
- Reporting Period:
- 2010-11-24
- Filing Date:
- 2010-11-29
- Accepted Time:
- 2010-11-29 16:58:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1310094 | Accentia Biopharmaceuticals Inc | ABPI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1066040 | Jr E Francis Odonnell | 865 Longboat Club Road Longboat Key FL 34228 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-24 | 750,000 | $0.00 | 750,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-11-24 | 225,954 | $0.99 | 638,846 | No | 4 | P | Indirect | By: Hopkins Capital Group II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Indirect | By: Hopkins Capital Group II, LLC |
Footnotes
- Restricted stock grant acquired pursuant to the Issuer's plan of compensation for Employees. The restricted stock grant was effective and immediately vested upon effective date of the Issuer's Bankruptcy Plan of Reorganization and the closing of a capital raise by the Issuer's with gross proceeds of a minimum of $5.0 million.
- Represents acquisition of common stock of Accentia Biopharmaceuticals, Inc. by Hopkins Capital Group II, LLC from a third-party in a private transaction.
- The reporting person is the manager of Hopkins Capital Group II, LLC and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.