Filing Details
- Accession Number:
- 0001144204-10-063817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-29 16:25:56
- Reporting Period:
- 2010-11-23
- Filing Date:
- 2010-11-29
- Accepted Time:
- 2010-11-29 16:25:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924719 | Smith Midland Corp | SMID | Concrete Products, Except Block & Brick (3272) | 541727060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274097 | A Wesley Taylor | C/O Smith Midland Corp 5119 Catlett Road Midland VA 22728 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-23 | 1,100 | $0.83 | 26,183 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-26 | 200 | $0.83 | 26,383 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-23 | 1,100 | $1.83 | 25,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-26 | 200 | $1.83 | 25,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Acquisiton | 2010-11-23 | 1,100 | $0.00 | 1,100 | $0.83 |
| Common Stock | Option (Right to Buy) | Acquisiton | 2010-11-26 | 200 | $0.00 | 200 | $0.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-17 | No | 4 | M | Direct | |
| 0 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of December 17, 2004, 2005 and 2006.
- Does not include other options to purchase in aggregate of 34,234.
- Does not include other options to purchase in aggregate of 34,034
Billionaire Hedge Funds
