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Home > Insider Trading > Filing (0000927089-10-000297)

Filing Details

Accession Number:: 0000927089-10-000297
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-29 10:15:47
Reporting Period:: 2010-11-23

Filing Date:: 2010-11-29
Accepted Time:: 2010-11-29 10:15:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1410087	Sound Financial Inc.	SNFL	Savings Institution, Federally Chartered (6035)	260776123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1410555	K Tyler Myers	C/O Sound Financial Inc 2005 Fifth Avenue 2Nd Floor Seattle WA 98121		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-23	150	$4.80	18,356	No	4	P	Indirect	By 401(k)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By 401(k)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,476	Direct
Common Stock	2,294	Indirect	By IRA
Common Stock	5,000	Indirect	By partnership

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$7.35		2019-01-27	1,857	1,857	Direct
Common Stock	Stock Option (Right to Buy)	$8.50		2019-01-27	1,857	1,857	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-27	1,857	1,857	Direct
2019-01-27	1,857	1,857	Direct

Footnotes

The options vest in 5 equal annual installments beginning on January 27, 2010.