Filing Details
- Accession Number:
- 0001144204-10-063565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-24 21:00:26
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-11-24
- Accepted Time:
- 2010-11-24 21:00:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232995 | Steven Berns | C/O Liveperson, Inc. 462 Seventh Avenue 3Rd Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-22 | 5,000 | $3.49 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-22 | 10,000 | $5.41 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-22 | 10,000 | $6.54 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-22 | 5,000 | $5.24 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-22 | 13,587 | $3.20 | 43,587 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-22 | 43,587 | $9.51 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-23 | 1,413 | $3.20 | 1,413 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-23 | 15,000 | $3.35 | 16,413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-23 | 16,413 | $9.27 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-22 | 5,000 | $0.00 | 5,000 | $3.49 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-22 | 10,000 | $0.00 | 10,000 | $5.41 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-22 | 10,000 | $0.00 | 10,000 | $6.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-22 | 5,000 | $0.00 | 5,000 | $5.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-22 | 13,587 | $0.00 | 13,587 | $3.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-23 | 1,413 | $0.00 | 1,413 | $3.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-23 | 15,000 | $0.00 | 15,000 | $3.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-27 | No | 4 | M | Direct | |
| 0 | 2016-05-23 | No | 4 | M | Direct | |
| 0 | 2017-06-12 | No | 4 | M | Direct | |
| 0 | 2017-07-31 | No | 4 | M | Direct | |
| 1,413 | 2018-06-10 | No | 4 | M | Direct | |
| 0 | 2018-06-10 | No | 4 | M | Direct | |
| 0 | 2019-06-09 | No | 4 | M | Direct |
Footnotes
- Sales effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- The range of prices for the shares of Common Stock sold on this day is from $9.50 to $9.60. Mr. Berns undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The range of prices for the shares of Common Stock sold on this day is from $9.21 to $9.30. Mr. Berns undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The exercise price reported in this filing corrects a Form 4 filed on June 1, 2004 that erroneously stated that the exercise price of this derivative security was $3.25.
- The option is immediately exercisable.
- The expiration date reported in this filing corrects a Form 4 filed on June 11, 2009 that erroneously stated that the expiration date of this derivative security was June 8, 2019.
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