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Home > Insider Trading > Filing (0000930413-10-005821)

Filing Details

Accession Number:: 0000930413-10-005821
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-24 20:07:12
Reporting Period:: 2010-11-15

Filing Date:: 2010-11-24
Accepted Time:: 2010-11-24 20:07:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878932	Equus Total Return Inc.	EQS	()	760345915

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1493101	Bertrand Pallieres Des	C/O Equus Total Return, Inc. 8 Greenway Plaza, Suite 930 Houston TX 77046		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-15	2,600	$2.23	824,631	No	4	P	Direct
Common Stock	Acquisiton	2010-11-17	8,644	$2.16	833,275	No	4	P	Direct
Common Stock	Acquisiton	2010-11-19	9,025	$2.12	842,300	No	4	P	Direct
Common Stock	Acquisiton	2010-11-22	40,000	$2.09	882,300	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Includes 822,031 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems, Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.