Filing Details
- Accession Number:
- 0001181431-10-057654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-24 18:15:27
- Reporting Period:
- 2010-11-23
- Filing Date:
- 2010-11-24
- Accepted Time:
- 2010-11-24 18:15:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304192 | S Roland Tanner | 630 E Foothill Blvd San Dimas CA 91773 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-01 | 22 | $32.44 | 4,695 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-06-01 | 22 | $33.93 | 4,717 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-09-01 | 21 | $34.29 | 4,738 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-11-23 | 500 | $23.21 | 5,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-23 | 400 | $37.02 | 4,838 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-23 | 100 | $37.08 | 4,738 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-23 | 500 | $0.00 | 500 | $23.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-01-01 | 2011-01-01 | No | 4 | M | Direct |
Footnotes
- DER units credited on 3/1/2010 as dividend at FMV
- DER units credited on 6/1/2010 as dividend at FMV
- DER units credited on 9/1/2010 as dividend at FMV
- This option became exercisable as to 33% of the total number of shares subject to the option on 1/1/2002, 33% on 1/1/2003 and 34% on 1/1/2004.
Billionaire Hedge Funds
