Filing Details

Accession Number:
0001317212-10-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-24 16:22:05
Reporting Period:
2010-11-23
Filing Date:
2010-11-24
Accepted Time:
2010-11-24 16:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463220 Y. Neil Kim 5300 California Avenue
Irvine CA 92617
Evp, Ops. & Central Eng. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-11-23 10,000 $21.47 103,104 No 4 M Direct
Class A Common Stock Disposition 2010-11-23 10,000 $44.52 93,104 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2010-11-23 10,000 $0.00 10,000 $21.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,375 2015-02-04 No 4 M Direct
Footnotes
  1. Such transaction was executed in multiple trades at prices ranging from $44.50 to $44.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes (i) 20,729 shares that are held as Class A common stock and (ii) 72,375 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  3. All shares subject to such option are vested and immediately exercisable.