Filing Details
- Accession Number:
- 0001317212-10-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-24 16:19:49
- Reporting Period:
- 2010-11-23
- Filing Date:
- 2010-11-24
- Accepted Time:
- 2010-11-24 16:19:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464249 | A. Scott Bibaud | 5300 California Avenue Irvine CA 92617 | Evp & Gm, Mobile Platforms Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-11-23 | 30,000 | $21.25 | 186,431 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-11-23 | 33,498 | $44.75 | 152,933 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-11-23 | 30,000 | $0.00 | 30,000 | $21.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-25 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes (i) 53,933 shares that are held as Class A common stock and (ii) 99,000 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shares subject to such option are vested and immediately exercisable.