Filing Details
- Accession Number:
- 0001140361-10-047123
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-24 13:09:00
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-24
- Accepted Time:
- 2010-11-24 13:09:00
- Original Submission Date:
- 2010-11-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60849 | Lufkin Industries Inc | LUFK | General Industrial Machinery & Equipment (3560) | 750404410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185400 | H John Lollar | P. O. Box 38 Seabrook, Tx X1 77586 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-08 | 4,000 | $33.12 | 12,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 4,000 | $51.50 | 8,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 1,300 | $32.21 | 9,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 1,300 | $51.50 | 8,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-11-08 | 4,000 | $33.12 | 4,000 | $33.12 |
| Common Stock | Option to Purchase Common Stock (Common Stock) | Disposition | 2010-11-08 | 1,300 | $32.21 | 1,300 | $32.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,000 | 2006-05-03 | 2016-05-03 | No | 4 | M | Direct |
| 16,700 | 2007-05-02 | 2017-05-02 | No | 4 | M | Direct |
Footnotes
- On June 2, 2010, the Common Stock of Lufkin Industries, Inc. split 2-for-1, resulting in the reporting person's acquisition of 4,000 additional shares of common stock.
- This option was previously reported as covering 2,000 shares at an exercise price of $66.23 per share, but was adjusted to reflect a stock split that occurred on June 2, 2010.
- This option was previously reported as covering 2,000 shares at an exercise price $64.41 per share, but was adjusted to reflect the stock split that occurred on June 2, 2010.
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