Filing Details
- Accession Number:
- 0001140361-10-047111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-24 12:39:23
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-24
- Accepted Time:
- 2010-11-24 12:39:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
923118 | Home Properties Inc | HME | Real Estate Investment Trusts (6798) | 161455126 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142273 | P Norman Leenhouts | Home Properties, Inc. 850 Clinton Square Rochester NY 14604 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2010-11-18 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By Knollwood Ventures |
Common Stock, Par Value $.01 | Disposition | 2010-11-23 | 10,000 | $53.01 | 0 | No | 4 | S | Indirect | By Knollwood Ventures |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Knollwood Ventures |
No | 4 | S | Indirect | By Knollwood Ventures |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | Acquisiton | 2010-11-23 | 1,172 | $0.00 | 1,172 | $0.00 |
Common Stock | Units of Limited Partnership Interest | Disposition | 2010-11-18 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,829 | No | 4 | A | Direct | ||
140,000 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 | 600 | Indirect | Shares in account for minor grandchildren |
Common Stock, Par Value $.01 | 941 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Units of Limited Partnership Interest | $0.00 | 50,000 | 50,000 | Indirect | ||
Common Stock | Units of Limited Partnership Interest | $0.00 | 4,472 | 4,472 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
50,000 | 50,000 | Indirect | |
4,472 | 4,472 | Direct |
Footnotes
- The units of limited partnership in Home Properties, L.P. were converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the partnership agreement of Home Properties, L.P. The units have no expiration date.
- The Reporting Person is a director, shareholder and Chairman of Knollwood Ventures. This represents the Reporting Person's proportionate interest in the holdings of this entity.
- Represents the weighted average sale price with shares sold at prices ranging from $52.94 to $53.09. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for puropses of Section 16 or for any other purpose.
- Converts to common stock on a one-for-one basis.
- Represents phantom stock units accrued to the Reporting Person's account pursuant to the Issuer's Director Deferred Compensation Plan at prices ranging from $53.45 to $52.9961. Represents phantom stock units accrued in lieu of cash in payment of meeting and stipend fees, the Issuer's contibution to the account pursuant to the Plan and hypothetical shares accrued pursuant to the dividend reinvestment feature of the Plan.
- The Reporting Person's account will be paid in the form of the Issuer's common stock on or about the dividend payment date following the 3rd, 5th or 10th anniversary of the deferral depending on the election of the Reporting Person.