Filing Details
- Accession Number:
- 0001127602-10-028826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-24 10:14:09
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-11-24
- Accepted Time:
- 2010-11-24 10:14:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1394436 | Mark Woodruff | 4300 Wilson Boulevard Arlington VA 22203 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-22 | 54,901 | $2.83 | 67,125 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-22 | 54,901 | $11.06 | 12,224 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-22 | 54,901 | $0.00 | 54,901 | $2.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 45,381 | Indirect | By 401(k) Plan |
Footnotes
- Represents the weighted average sales price of multiple sales transactions ranging in price from $11.03 to $11.08. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission Staff, the Company or a security holder of the Company.
- Since Mr. Woodruff's last filing on 2/23/2010, he acquired 937 shares of AES Common Stock at an average stock price of $10.99 pursuant to The AES Retirement Savings Plan.
- This option vested in three equal installments beginning on 2/12/2004.