Filing Details
- Accession Number:
- 0001144204-10-063301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 19:37:34
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 19:37:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788965 | Hallador Energy Co | HPCO | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167757 | Steven Hardie | 940 Southwood Blvd. Suite 201 Incline Village NV 89451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-19 | 663 | $12.17 | 22,308 | No | 4 | S | Indirect | Steven Robert Hardie Trust |
Common Stock | Disposition | 2010-11-19 | 2,518 | $12.17 | 3,121,670 | No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
Common Stock | Disposition | 2010-11-19 | 232 | $12.17 | 24,768 | No | 4 | S | Indirect | By Sandra Hardie Trust |
Common Stock | Disposition | 2010-11-19 | 298 | $12.17 | 298,017 | No | 4 | S | Indirect | By Halldor, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Steven Robert Hardie Trust |
No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
No | 4 | S | Indirect | By Sandra Hardie Trust |
No | 4 | S | Indirect | By Halldor, Inc. |
Footnotes
- Formerly held by Marilyn Hardie Separate Property Trust and transferred on or about 11/19/10 to Steven Robert Hardie Trust as a result of a Marital Settlement Agreement.
- Hallador Investment Advisors, Inc. ("HIA") is the investment advisor to Hallador Alternative Assets Fund LLC ("HAAF"). HIA may be deemed to be the indirect beneficial owner of the securities by reason of its influence or control over HAAF's voting and disposition decisions in connection with its advisory services to HAAF. Further, Silvertip Management LLC ("Silvertip") is a Managing Member and General Partner of HAAF and may be deemed to be an indirect beneficial owner of the securities by reason of its influence on or control over HAAF's voting and disposition decisions. The Reporting Person is the Vice President of HIA and a managing member of both HAAF and Silvertip. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The Reporting Person is a spouse of Sandra Hardie, the trustee of the Sandra Hardie Trust. As such, the Reporting Person may be deemed to be the indirect beneficial owner of the securities by reason of its influence or control over the Sandra Hardie Trust's voting and disposition decisions. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The Reporting Person is an executive officer of the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Sold pursuant to Rule 10b5-1.