Filing Details

Accession Number:
0001144204-10-063301
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 19:37:34
Reporting Period:
2010-11-19
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 19:37:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788965 Hallador Energy Co HPCO Bituminous Coal & Lignite Mining (1220) 841014610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167757 Steven Hardie 940 Southwood Blvd.
Suite 201
Incline Village NV 89451
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-19 663 $12.17 22,308 No 4 S Indirect Steven Robert Hardie Trust
Common Stock Disposition 2010-11-19 2,518 $12.17 3,121,670 No 4 S Indirect By Hallador Alternative Assets Fund LLC
Common Stock Disposition 2010-11-19 232 $12.17 24,768 No 4 S Indirect By Sandra Hardie Trust
Common Stock Disposition 2010-11-19 298 $12.17 298,017 No 4 S Indirect By Halldor, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Steven Robert Hardie Trust
No 4 S Indirect By Hallador Alternative Assets Fund LLC
No 4 S Indirect By Sandra Hardie Trust
No 4 S Indirect By Halldor, Inc.
Footnotes
  1. Formerly held by Marilyn Hardie Separate Property Trust and transferred on or about 11/19/10 to Steven Robert Hardie Trust as a result of a Marital Settlement Agreement.
  2. Hallador Investment Advisors, Inc. ("HIA") is the investment advisor to Hallador Alternative Assets Fund LLC ("HAAF"). HIA may be deemed to be the indirect beneficial owner of the securities by reason of its influence or control over HAAF's voting and disposition decisions in connection with its advisory services to HAAF. Further, Silvertip Management LLC ("Silvertip") is a Managing Member and General Partner of HAAF and may be deemed to be an indirect beneficial owner of the securities by reason of its influence on or control over HAAF's voting and disposition decisions. The Reporting Person is the Vice President of HIA and a managing member of both HAAF and Silvertip. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  3. The Reporting Person is a spouse of Sandra Hardie, the trustee of the Sandra Hardie Trust. As such, the Reporting Person may be deemed to be the indirect beneficial owner of the securities by reason of its influence or control over the Sandra Hardie Trust's voting and disposition decisions. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  4. The Reporting Person is an executive officer of the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  5. Sold pursuant to Rule 10b5-1.