Filing Details
- Accession Number:
- 0000909791-10-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 17:17:20
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 17:17:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909791 | Ultratech Inc | UTEK | Special Industry Machinery, Nec (3559) | 943169580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227979 | R Bruce Wright | 3050 Zanker Road San Jose CA 95134 | Sr. Vp-Fin, Cfo & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-22 | 4,929 | $17.32 | 95,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $17.291 to a high of $17.354. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Includes (i) 5,000 shares subject to restricted stock units (RSUs) which will vest in three successive equal annual installments upon the completion of each year of service over the three-year period measured from January 1, 2008, and the underlying shares will be issued on January 31, 2011, (ii) 40,000 shares subject to RSUs which will vest in three successive equal annual installments upon the completion of each year of service over the three-year period measured from January 1, 2009, and the underlying shares will be issued on January 31, 2012, and (iii) 50,000 shares subject to RSUs which will vest in a series of fifty successive equal monthly installments upon the completion of each month of service over the fifty-month period measured from January 1, 2010 and the underlying shares will be issued on January 31 of the year following the year they vest (or in March 2014 for the two monthly installments that vest in that year).