Filing Details
- Accession Number:
- 0001181431-10-057361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 16:37:40
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 16:37:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201607 | W Charles Sprague | 255 Fiserv Drive Brookfield WI 53045 | Evp,Generalcounsel,Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-19 | 12,348 | $37.04 | 95,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-19 | 12,348 | $56.47 | 82,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-19 | 9,410 | $41.57 | 92,388 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-19 | 9,410 | $56.49 | 83,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-19 | 11,000 | $56.42 | 72,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-19 | 12,348 | $0.00 | 12,348 | $37.04 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-19 | 9,410 | $0.00 | 9,410 | $41.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-02-14 | 2011-02-14 | No | 4 | M | Direct |
| 0 | 2002-02-13 | 2012-02-13 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $56.46 to $56.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $56.48 to $56.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 492 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan and includes 159 shares acquired under the Fiserv, Inc. 401(k) Plan.
- This transaction was executed in multiple trades at prices ranging from $56.42 to $56.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in 5 equal installments beginning February 14,2001 and was due to expire on February 14,2011.
- The option vested in 5 equal installments beginning February 13,2002 and was due to expire on February 13,2012.
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