Filing Details
- Accession Number:
- 0000720672-10-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 15:39:42
- Reporting Period:
- 2010-11-16
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 15:39:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203681 | B Scott Mccuaig | 15 Portland Place St. Louis MO 63108 | President Retail Group | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-16 | 20,000 | $53.07 | 251,882 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,659 | Indirect | by Daughter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 49,198 | 49,198 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 15,750 | 15,750 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 49,198 | 49,198 | Direct | |
| 15,750 | 15,750 | Direct |
Footnotes
- Units vest 100% three years from the grant date.
- No expiration date for these Units.
- Various exercisable dates.
Billionaire Hedge Funds
