Filing Details

Accession Number:
0001503199-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 14:53:40
Reporting Period:
2010-11-19
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 14:53:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1417663 Sanuwave Health Inc. SNWV Surgical & Medical Instruments & Apparatus (3841) 201176000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503199 Jr. Nephi David Nemelka 2662 Stonebury Loop Rd.
Springville UT 84663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Acquisiton 2010-11-19 50,000 $0.00 378,007 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Class D Common Stock Purchase Warrant Acquisiton 2010-11-19 50,000 $0.00 50,000 $2.00
Common Stock, $0.001 Par And Class D Warrant Unit Purchase Option Acquisiton 2010-11-19 50,000 $0.00 50,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
311,252 2012-10-12 No 4 P Direct
311,252 2010-12-31 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par 305,000 Indirect By Roth 401(k)
Common Stock, $0.001 Par 46,264 Indirect By Corporation
Common Stock, $0.001 Par 24,000 Indirect By Profit Sharing Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par And Class D Warrant Unit Purchase Option $2.00 2010-12-31 300,000 300,000 Indirect
Common Stock, $0.001 Par Class D Common Stock Purchase Warrant $2.00 2012-10-12 50,000 50,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-12-31 300,000 300,000 Indirect
2012-10-12 50,000 50,000 Indirect
Footnotes
  1. The transaction involved the purchase by the reporting person of 50,000 Units for a purchase price of $2.00 per Unit. Each Unit consists of (i) one share of Common Stock, $0.001 par value; (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00; and (iii) one Unit Purchase Option.
  2. Immediately
  3. The Unit Purchase Option entitles the reporting person to acquire (i) one share of Common Stock, $0.001 par value; and (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00. The exercise price for the Unit Purchase Option is $2.00 per Unit and the Unit Purchase Option expires on December 31, 2010.