Filing Details
- Accession Number:
- 0001503199-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 14:53:40
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 14:53:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1417663 | Sanuwave Health Inc. | SNWV | Surgical & Medical Instruments & Apparatus (3841) | 201176000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503199 | Jr. Nephi David Nemelka | 2662 Stonebury Loop Rd. Springville UT 84663 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par | Acquisiton | 2010-11-19 | 50,000 | $0.00 | 378,007 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par | Class D Common Stock Purchase Warrant | Acquisiton | 2010-11-19 | 50,000 | $0.00 | 50,000 | $2.00 |
Common Stock, $0.001 Par And Class D Warrant | Unit Purchase Option | Acquisiton | 2010-11-19 | 50,000 | $0.00 | 50,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
311,252 | 2012-10-12 | No | 4 | P | Direct | |
311,252 | 2010-12-31 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par | 305,000 | Indirect | By Roth 401(k) |
Common Stock, $0.001 Par | 46,264 | Indirect | By Corporation |
Common Stock, $0.001 Par | 24,000 | Indirect | By Profit Sharing Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par And Class D Warrant | Unit Purchase Option | $2.00 | 2010-12-31 | 300,000 | 300,000 | Indirect | |
Common Stock, $0.001 Par | Class D Common Stock Purchase Warrant | $2.00 | 2012-10-12 | 50,000 | 50,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-12-31 | 300,000 | 300,000 | Indirect |
2012-10-12 | 50,000 | 50,000 | Indirect |
Footnotes
- The transaction involved the purchase by the reporting person of 50,000 Units for a purchase price of $2.00 per Unit. Each Unit consists of (i) one share of Common Stock, $0.001 par value; (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00; and (iii) one Unit Purchase Option.
- Immediately
- The Unit Purchase Option entitles the reporting person to acquire (i) one share of Common Stock, $0.001 par value; and (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00. The exercise price for the Unit Purchase Option is $2.00 per Unit and the Unit Purchase Option expires on December 31, 2010.