Filing Details
- Accession Number:
- 0001209191-10-056497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 12:25:09
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 12:25:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 6101 Gateway Drive Cypress CA 90630 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-18 | 11,696 | $15.98 | 76,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 11,696 | $27.16 | 64,971 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-19 | 18,304 | $15.98 | 83,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-19 | 18,304 | $27.01 | 64,971 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2010-11-18 | 11,696 | $15.98 | 11,696 | $15.98 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2010-11-19 | 18,304 | $15.98 | 18,304 | $15.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 415,404 | 2003-02-05 | 2012-02-05 | No | 4 | M | Direct |
| 397,100 | 2003-02-05 | 2012-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- The Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) has been reduced by 80,000 to reflect the expiration of Employee Stock Options (Rt to Buy) on August 24, 2010.
Billionaire Hedge Funds
