Filing Details
- Accession Number:
- 0000874214-10-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 12:24:09
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 12:24:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874214 | Anntaylor Stores Corp | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159598 | Barbara Eisenberg | C/O Anntaylor Stores Corporation 7 Times Square New York NY 10036 | Evp/General Counsel/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-22 | 8,333 | $7.32 | 43,454 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-22 | 8,333 | $25.55 | 35,121 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-22 | 8,333 | $14.08 | 43,454 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-22 | 8,333 | $25.96 | 35,121 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-22 | 8,333 | $0.00 | 8,333 | $7.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-22 | 8,333 | $0.00 | 8,333 | $14.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,667 | 2019-06-01 | No | 4 | M | Direct | |
| 16,667 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- Includes holdings of approximately 6,251 shares in the Company's Associate Discount Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.70 to $26.00, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- 1/3 of the option vested on June 1, 2010 and the remainder will vest in two equal annual installments beginning June 1, 2011.
- 1/3 of the option vested on September 1, 2010 and the remainder will vest in two equal annual installments beginning September 1, 2011.
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