Filing Details

Accession Number:
0000874214-10-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 12:22:03
Reporting Period:
2010-11-19
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 12:22:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Anntaylor Stores Corp ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140530 Katherine Krill Lawther C/O Anntaylor Stores Corporation
7 Times Square
New York NY 10036
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-19 41,249 $7.32 532,496 No 4 M Direct
Common Stock Disposition 2010-11-19 41,249 $25.97 491,247 No 4 S Direct
Common Stock Acquisiton 2010-11-19 52,500 $12.71 543,747 No 4 M Direct
Common Stock Disposition 2010-11-19 52,500 $25.92 491,247 No 4 S Direct
Common Stock Acquisiton 2010-11-19 16,510 $16.87 507,757 No 4 M Direct
Common Stock Disposition 2010-11-19 16,510 $26.07 491,247 No 4 S Direct
Common Stock Disposition 2010-11-22 10,000 $25.48 481,247 No 4 S Direct
Common Stock Acquisiton 2010-11-22 9,300 $16.87 490,547 No 4 M Direct
Common Stock Disposition 2010-11-22 9,300 $26.06 481,247 No 4 S Direct
Common Stock Acquisiton 2010-11-23 2,315 $16.87 483,562 No 4 M Direct
Common Stock Disposition 2010-11-23 2,315 $26.06 481,247 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-19 41,249 $0.00 41,249 $7.32
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-19 52,500 $0.00 52,500 $12.71
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-19 16,510 $0.00 16,510 $16.87
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-22 9,300 $0.00 9,300 $16.87
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-23 2,315 $0.00 2,315 $16.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
82,501 2019-06-01 No 4 M Direct
0 2013-03-11 No 4 M Direct
11,615 2012-01-29 No 4 M Direct
2,315 2012-01-29 No 4 M Direct
0 2012-01-29 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.8947 to $26.0000, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.8331 to $26.02, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.06 to $26.0791, inclusive.
  5. 1/3 of the option vested on June 1, 2010 and the remainder will vest in two equal annual installments beginning June 1, 2011.
  6. This option vested in four equal annual installments beginning March 11, 2004.
  7. This option vested in four equal annual installments beginning January 29, 2003.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.394 to $25.55, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.0600 to $26.0604, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.0643 to $26.0650, inclusive.