Filing Details
- Accession Number:
- 0000874214-10-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 12:22:03
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 12:22:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874214 | Anntaylor Stores Corp | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140530 | Katherine Krill Lawther | C/O Anntaylor Stores Corporation 7 Times Square New York NY 10036 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-19 | 41,249 | $7.32 | 532,496 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-19 | 41,249 | $25.97 | 491,247 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-19 | 52,500 | $12.71 | 543,747 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-19 | 52,500 | $25.92 | 491,247 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-19 | 16,510 | $16.87 | 507,757 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-19 | 16,510 | $26.07 | 491,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-22 | 10,000 | $25.48 | 481,247 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-22 | 9,300 | $16.87 | 490,547 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-22 | 9,300 | $26.06 | 481,247 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-23 | 2,315 | $16.87 | 483,562 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-23 | 2,315 | $26.06 | 481,247 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-19 | 41,249 | $0.00 | 41,249 | $7.32 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-19 | 52,500 | $0.00 | 52,500 | $12.71 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-19 | 16,510 | $0.00 | 16,510 | $16.87 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-22 | 9,300 | $0.00 | 9,300 | $16.87 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-23 | 2,315 | $0.00 | 2,315 | $16.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
82,501 | 2019-06-01 | No | 4 | M | Direct | |
0 | 2013-03-11 | No | 4 | M | Direct | |
11,615 | 2012-01-29 | No | 4 | M | Direct | |
2,315 | 2012-01-29 | No | 4 | M | Direct | |
0 | 2012-01-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.8947 to $26.0000, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.8331 to $26.02, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.06 to $26.0791, inclusive.
- 1/3 of the option vested on June 1, 2010 and the remainder will vest in two equal annual installments beginning June 1, 2011.
- This option vested in four equal annual installments beginning March 11, 2004.
- This option vested in four equal annual installments beginning January 29, 2003.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.394 to $25.55, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.0600 to $26.0604, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.0643 to $26.0650, inclusive.