Filing Details
- Accession Number:
- 0001225208-10-025435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-23 10:35:09
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-11-23
- Accepted Time:
- 2010-11-23 10:35:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293413 | Naugatuck Valley Financial Corp | NVSL | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296138 | C William Nimons | 333 Church Street Naugatuck CT 06770 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-22 | 60 | $6.50 | 7,659 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-22 | 100 | $6.44 | 9,740 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2010-11-22 | 100 | $6.48 | 9,740 | No | 4 | P | Indirect | By Spouse's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse's IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,018 | Indirect | By 401(k) |
Common Stock | 3,080 | Indirect | By ESOP |
Common Stock | 500 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | $11.10 | 2006-07-26 | 2015-07-26 | 18,000 | 18,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-07-26 | 18,000 | 18,000 | Direct |
Footnotes
- This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.