Filing Details
- Accession Number:
- 0000014693-10-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-22 19:10:34
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-11-22
- Accepted Time:
- 2010-11-22 19:10:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902312 | Ii Owsley Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Acquisiton | 2010-11-22 | 40,000 | $26.67 | 108,436 | No | 4 | M | Direct | |
Class B Common | Acquisiton | 2010-11-22 | 26,984 | $64.00 | 81,452 | No | 4 | F | Direct | |
Class B Common | Acquisiton | 2010-11-22 | 13,016 | $64.33 | 68,436 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common | Non_Qualified Stock Option (right to buy) | Disposition | 2010-11-22 | 40,000 | $0.00 | 40,000 | $26.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-05-01 | 2011-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 127,500 | Direct | |
Class A Common | 336,517 | Indirect | GRAT 1994 |
Class A Common | 544,084 | Indirect | GRAT 2001 |
Class A Common | 198,032 | Indirect | GRAT 2002 |
Class A Common | 99,964 | Indirect | Longview LP |
Class A Common | 1,612 | Indirect | Guilford-Brown LP |
Class A Common | 3,789 | Indirect | Nectar LP |
Class A Common | 438,009 | Indirect | Ganymede LP |
Class A Common | 2,113,839 | Indirect | Olympus Three, LLC |
Class A Common | 173,579 | Indirect | Spouse |
Class B Common | 84,129 | Indirect | GRAT 1994 |
Class B Common | 140,482 | Indirect | GRAT 2001 |
Class B Common | 52,643 | Indirect | GRAT 2002 |
Class B Common | 43,499 | Indirect | Longview, LP |
Class B Common | 947 | Indirect | Nectar |
Class B Common | 433,236 | Indirect | Hebe, LP |
Class B Common | 3,171 | Indirect | Hebe Non-Exempt Trust fbo Owsley Brown II |
Class B Common | 1,092 | Indirect | Hebe Exempt Trust fbo Owsley Brown II |
Class B Common | 1,276,190 | Indirect | GANYMO Trust/Partnership |
Class B Common | 4,070,186 | Indirect | Olympus Three, LLC |
Class B Common | 26,298 | Indirect | Grandchildren's Equalization Trust 1998 |
Class B Common | 43,270 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Non-Qualified Stock Option (right to buy) | $25.06 | 2005-05-01 | 2012-04-30 | 101,568 | 101,568 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $30.62 | 2006-05-01 | 2013-04-30 | 101,488 | 101,488 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2007-05-01 | 2014-04-30 | 81,208 | 81,208 | Direct |
Class B Common | Stock Appreciation Right | $54.40 | 2007-11-15 | 2017-04-30 | 3,284 | 3,284 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-04-30 | 101,568 | 101,568 | Direct |
2013-04-30 | 101,488 | 101,488 | Direct |
2014-04-30 | 81,208 | 81,208 | Direct |
2017-04-30 | 3,284 | 3,284 | Direct |
Footnotes
- Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.27 to $64.40, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.