Filing Details

Accession Number:
0000014693-10-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-22 19:10:34
Reporting Period:
2010-11-22
Filing Date:
2010-11-22
Accepted Time:
2010-11-22 19:10:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902312 Ii Owsley Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2010-11-22 40,000 $26.67 108,436 No 4 M Direct
Class B Common Acquisiton 2010-11-22 26,984 $64.00 81,452 No 4 F Direct
Class B Common Acquisiton 2010-11-22 13,016 $64.33 68,436 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Non_Qualified Stock Option (right to buy) Disposition 2010-11-22 40,000 $0.00 40,000 $26.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-05-01 2011-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 127,500 Direct
Class A Common 336,517 Indirect GRAT 1994
Class A Common 544,084 Indirect GRAT 2001
Class A Common 198,032 Indirect GRAT 2002
Class A Common 99,964 Indirect Longview LP
Class A Common 1,612 Indirect Guilford-Brown LP
Class A Common 3,789 Indirect Nectar LP
Class A Common 438,009 Indirect Ganymede LP
Class A Common 2,113,839 Indirect Olympus Three, LLC
Class A Common 173,579 Indirect Spouse
Class B Common 84,129 Indirect GRAT 1994
Class B Common 140,482 Indirect GRAT 2001
Class B Common 52,643 Indirect GRAT 2002
Class B Common 43,499 Indirect Longview, LP
Class B Common 947 Indirect Nectar
Class B Common 433,236 Indirect Hebe, LP
Class B Common 3,171 Indirect Hebe Non-Exempt Trust fbo Owsley Brown II
Class B Common 1,092 Indirect Hebe Exempt Trust fbo Owsley Brown II
Class B Common 1,276,190 Indirect GANYMO Trust/Partnership
Class B Common 4,070,186 Indirect Olympus Three, LLC
Class B Common 26,298 Indirect Grandchildren's Equalization Trust 1998
Class B Common 43,270 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Non-Qualified Stock Option (right to buy) $25.06 2005-05-01 2012-04-30 101,568 101,568 Direct
Class B Common Non-Qualified Stock Option (right to buy) $30.62 2006-05-01 2013-04-30 101,488 101,488 Direct
Class B Common Non-Qualified Stock Option (right to buy) $36.35 2007-05-01 2014-04-30 81,208 81,208 Direct
Class B Common Stock Appreciation Right $54.40 2007-11-15 2017-04-30 3,284 3,284 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-04-30 101,568 101,568 Direct
2013-04-30 101,488 101,488 Direct
2014-04-30 81,208 81,208 Direct
2017-04-30 3,284 3,284 Direct
Footnotes
  1. Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.27 to $64.40, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.