Filing Details

Accession Number:
0001181431-10-057103
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-22 18:17:55
Reporting Period:
2010-11-18
Filing Date:
2010-11-22
Accepted Time:
2010-11-22 18:17:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923507 B Frank Holding Post Office Box 1377
Smithfield NC 27577
Executive Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2010-11-18 138 $185.79 1,138 No 4 P Indirect By F. Holding 2010 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By F. Holding 2010 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 261,300 Direct
Class A Common Stock 420 Indirect By F. Holding 2009 GRAT
Class A Common Stock 619,979 Indirect By: F. Holding 2010 GRAT
Class A Common Stock 784 Indirect By spouse
Class A Common Stock 381,091 Indirect By Ella Ann 2009 GRAT
Class A Common Stock 313,869 Indirect By Ella Ann 2010 GRAT
Class A Common Stock 442,439 Indirect By adult children and their spouses and children
Class A Common Stock 26,430 Indirect By trust for adult children
Class A Common Stock 8,214 Indirect By Twin States Farming, Inc.
Class A Common Stock 167,600 Indirect By First Citizens Bancorporation, Inc.
Class A Common Stock 28,628 Indirect By Heritage BancShares, Inc. and subsidiary
Class A Common Stock 100,000 Indirect By Fidelity BancShares, Inc.
Class A Common Stock 46,699 Indirect By Southern BancShares(N.C.), Inc.
Class A Common Stock 46,000 Indirect By Southern Bank and Trust Company
Class A Common Stock 54,000 Indirect By Goshen, Inc.
Class A Common Stock 627 Indirect By E&F Properties, Inc.
Class B Common Stock 562,431 Indirect By adult children and their spouses and children
Class B Common Stock 45,900 Indirect By First Citizens Bancorporation, Inc.
Class B Common Stock 22,619 Indirect By Southern BancShares (N.C.), Inc.
Class B Common Stock 6,175 Indirect By trust for adult children
Class B Common Stock 1,355 Indirect By Twin States Farming, Inc.
Class B Common Stock 200 Indirect By E&F Properties, Inc.
Class B Common Stock 36,296 Indirect By Ella Ann 2009 GRAT
Class B Common Stock 2,851 Indirect By spouse
Class B Common Stock 850 Indirect By Ella Ann Lee Holding Revocable Trust dtd October 24, 2007
Class B Common Stock 5,915 Direct
Class B Common Stock 2,325 Indirect By Frank B. Holding Revocable Trust Dated October 24, 2004
Class B Common Stock 150 Indirect By F. Holding 2009 GRAT
Class B Commoin Stock 762 Indirect By Ella Ann 2010 GRAT
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices reanging from $185.675 to $186.10, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., any security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3)to this Form 4.