Filing Details
- Accession Number:
- 0000717538-10-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-22 17:58:14
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-22
- Accepted Time:
- 2010-11-22 17:58:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383832 | R Terry Goodemote | 250 Glen Street Glens Falls NY 12801 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-18 | 330 | $11.30 | 1,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 136 | $27.38 | 1,639 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-11-19 | 62 | $27.05 | 1,575 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-19 | 138 | $27.05 | 1,439 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-22 | 194 | $26.67 | 1,245 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 0 | $0.00 | 1,010 | No | 4 | J | Indirect | ESPP |
| Common Stock | Acquisiton | 2010-11-18 | 0 | $0.00 | 6,054 | No | 4 | J | Indirect | ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | ESPP |
| No | 4 | J | Indirect | ESOP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2000-12-20 | 330 | $0.00 | 330 | $11.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 330 | 2004-12-20 | 2010-12-20 | No | 4 | A | Direct |
Footnotes
- Shares surrendered by reporting person to issuer to pay the exercise price of the derivative security.
- Amount of securities beneficially owned.
Billionaire Hedge Funds
