Filing Details
- Accession Number:
- 0000100885-10-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-22 17:52:17
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-22
- Accepted Time:
- 2010-11-22 17:52:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292362 | Michael J Hemmer | 1400 Douglas Street Omaha NE 68179 | Svp Law & Gen Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-19 | 52,224 | $48.49 | 159,133 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-19 | 52,224 | $91.51 | 106,909 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-19 | 23,529 | $47.28 | 130,438 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-19 | 23,529 | $91.51 | 106,909 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-19 | 23,529 | $0.00 | 23,529 | $47.28 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-19 | 52,224 | $0.00 | 52,224 | $48.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,058 | 2010-02-05 | 2019-02-05 | No | 4 | M | Direct |
0 | 2008-01-30 | 2017-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,551 | Indirect | (1) |
Common Stock | 6 | Indirect | by Son |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 22, 2010.
- This transaction was executed in multiple trades at prices ranging from $91.29 to $91.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- The reporting person disclaims beneficial ownership of these securities.
- This option became exercisable in three equal installments starting one year from the grant date.