Filing Details
- Accession Number:
- 0001144204-10-062857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-22 16:17:39
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-22
- Accepted Time:
- 2010-11-22 16:17:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487990 | Aeroflex Holding Corp. | ARX | Semiconductors & Related Devices (3674) | 010899019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208651 | Charles Badlato | C/O Aeroflex Incorporated 35 South Service Road Plainview NY 11803 | Vp-Treasurer & Asst. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2010-11-19 | 5,000 | $13.50 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 118,903 | Indirect | See Notes |
Footnotes
- Shares acquired pursuant to the Directed Share Program in connection with Aeroflex Holding Corp.'s ("Aeroflex Holding") initial public offering ("IPO") of Common Stock.
- These shares of Common Stock are held by VGG Holding LLC ("VGG") and are owned indirectly by the Reporting Person by virtue of the Reporting Person's Class A and Class B membership interests in VGG.
- Concurrently with the consummation of the IPO, VGG will issue Class B-1 membership interests representing an aggregate of 0.3% of the membership interests of VGG to certain members of Aeroflex Holding's management who do not currently own any Class A or Class B membership interests in VGG. Pursuant to the terms of the limited liability company agreement of VGG, the issuance of such Class B-1 membership interests will reduce the percentage of the membership interests of VGG held by the holders of Class A membership interests of VGG on a pro rata basis. Following such reduction and the consummation of the IPO, the Reporting Person will indirectly beneficially own 118,828 shares of Common Stock of Aeroflex Holding that are held by VGG.
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