Filing Details
- Accession Number:
- 0001127602-10-028590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 19:48:50
- Reporting Period:
- 2010-11-17
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 19:48:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429248 | Clifford Burrows | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres., Starbucks Coffee U.s. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-17 | 10,885 | $29.99 | 199,994 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 26,917 | $8.64 | 226,911 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 6,152 | $8.64 | 233,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 26,917 | $30.54 | 206,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-18 | 26,917 | $0.00 | 26,917 | $8.64 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-18 | 6,152 | $0.00 | 6,152 | $8.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 72,289 | 2018-11-17 | No | 4 | M | Direct | |
| 66,137 | 2018-11-17 | No | 4 | M | Direct |
Footnotes
- Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
- This transaction was executed in multiple trades at prices ranging from $30.53 to $30.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became exercisable in two increments of 33,069 shares each on November 17, 2009 and November 17, 2010, and becomes exercisable in one increment of 33,069 shares on November 17, 2011 and one increment of 33,068 shares on November 17, 2012.
Billionaire Hedge Funds
