Filing Details
- Accession Number:
- 0001112679-10-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 19:23:36
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 19:23:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201584 | Ruthann Quindlen | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-18 | 5,000 | $14.29 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 5,000 | $53.73 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 15,000 | $37.99 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 15,000 | $53.73 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-11-18 | 5,000 | $0.00 | 5,000 | $14.29 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-11-18 | 15,000 | $0.00 | 15,000 | $37.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,334 | 2015-07-15 | No | 4 | M | Direct | |
| 15,000 | 2017-05-04 | No | 4 | M | Direct |
Footnotes
- Shares sold on the Open Market are reported as an average sell price per share of $53.73; breakdown of shares sold and per share sale prices are as follows: 916 at $53.48; 500 at $53.49; 800 at $53.50; 700 at $53.51; 200 at $53.52; 200 at $53.53; 100 at $53.54; 300 at $53.55; 400 at $53.58; 100 at $53.59; 700 at $53.60; 400 at $53.61; 100 at $53.62; 300 at $53.63; 700 at $53.64; 500 at $53.65; 166 at $53.68; 100 at $53.69; 800 at $53.70; 100 at $53.71; 600 at $53.76; 800 at $53.77; 200 at $53.78; 1,366 at $53.79; 434 at $53.80; 400 at $53.81; 800 at $53.82; 300 at $53.83; 1,500 at $53.84; 800 at $53.85; 1,600 at $53.86; 1,318 at $53.87; 900 at $53.88; 400 at $53.89; 200 at $53.90; 100 at $53.91; 100 at $53.92 and 100 at $53.93.
- Granted July 15, 2008; vests monthly over 3 years.
- Granted May 4, 2010; vests monthly over 1 year.
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