Filing Details
- Accession Number:
- 0000904454-10-000398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 19:08:26
- Reporting Period:
- 2010-11-17
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 19:08:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397911 | Lpl Investment Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405364 | L Stephanie Brown | C/O Lpl Investment Holdings Inc. One Beacon Street Boston MA 02108 | Md & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-17 | 125,831 | $30.00 | 713,042 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The Reporting Person holds such shares in the Stephanie L. Brown Trust.