Filing Details
- Accession Number:
- 0001226246-10-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 17:25:50
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 17:25:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226246 | R Dennis Secor | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-18 | 10,000 | $21.62 | 36,208 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-18 | 10,000 | $43.90 | 26,208 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-18 | 10,000 | $0.00 | 10,000 | $21.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2018-10-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 8, 2010.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $43.90 to $43.92. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The option vested 25% on each of March 29, 2010 and October 30, 2010. The balance of the option is scheduled to vest 25% on each of October 30 of 2011 and 2012.