Filing Details
- Accession Number:
- 0001181431-10-056807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 17:20:18
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 17:20:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31347 | Echelon Corp | ELON | Computer Communications Equipment (3576) | 770203595 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227360 | Russell Harris | 550 Meridian Ave San Jose CA 95126 | Senior Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-18 | 5,000 | $8.90 | 14,371 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 41,891 | $7.69 | 56,262 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 38,362 | $8.87 | 17,900 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 5,577 | $7.69 | 23,477 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 5,106 | $8.87 | 18,371 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 2,354 | $7.69 | 20,725 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-18 | 2,155 | $8.87 | 18,570 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-11-18 | 4,199 | $0.00 | 14,371 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2010-11-18 | 4,199 | $0.00 | 4,199 | No | 5 | G | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2010-11-18 | 41,891 | $0.00 | 41,891 | $7.69 |
| Common Stock | Stock Appreciation Right | Disposition | 2010-11-18 | 5,577 | $0.00 | 5,577 | $7.69 |
| Common Stock | Stock Appreciation Right | Disposition | 2010-11-18 | 2,354 | $0.00 | 2,354 | $7.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-12-17 | 2010-12-17 | No | 4 | M | Direct |
| 0 | 2009-12-17 | 2010-12-17 | No | 4 | M | Direct |
| 0 | 2009-12-17 | 2010-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | See footnote |
Footnotes
- These shares are held by The Russell R. Harris 2004 Children's Trust dated April 22, 2004, of which the Reporting Person is the Settlor and his spouse is Trustee.
- These shares are held by The Harris Living Trust dated March 22, 2004, of which the Reporting Person and his spouse, Jan Johnson Harris, serve as co-trustees.
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