Filing Details
- Accession Number:
- 0001140361-10-046631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 16:55:07
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 16:55:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796317 | Alliance Financial Corp | ALNC | National Commercial Banks (6021) | 161276885 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242522 | G Steven Cacchio | 7948 James Street Fayetteville NY 13066 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-18 | 4,000 | $23.50 | 14,326 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-18 | 3,000 | $30.00 | 11,326 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-18 | 500 | $30.20 | 10,826 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-18 | 100 | $30.07 | 10,726 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-18 | 400 | $30.05 | 10,326 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-18 | 2,000 | $0.00 | 2,000 | $23.50 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-18 | 1,000 | $0.00 | 1,000 | $23.50 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-18 | 1,000 | $0.00 | 1,000 | $23.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,000 | 2002-10-25 | 2012-01-01 | No | 4 | M | Direct |
1,000 | 2003-03-07 | 2012-01-01 | No | 4 | M | Direct |
0 | 2003-04-07 | 2010-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 150 | Indirect | By Spouse - Carol Cacchio |