Filing Details
- Accession Number:
- 0001246360-10-003774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-19 16:30:12
- Reporting Period:
- 2010-11-18
- Filing Date:
- 2010-11-19
- Accepted Time:
- 2010-11-19 16:30:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341147 | G Daniel Anderson | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Vp Of Rocky Mtn. And Mid Conti | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-11-18 | 2,898 | $8.95 | 9,977 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-11-18 | 87 | $0.00 | 1,038 | No | 4 | J | Indirect | Held in 401(k) Plan |
Class A Common Stock | Disposition | 2010-11-18 | 800 | $38.00 | 9,177 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 100 | $38.01 | 9,077 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 700 | $38.01 | 8,377 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 100 | $38.02 | 8,277 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 100 | $38.02 | 8,177 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 898 | $38.02 | 7,279 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 100 | $38.04 | 7,179 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-18 | 100 | $38.06 | 7,079 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | J | Indirect | Held in 401(k) Plan |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 8-23-03 | Disposition | 2010-11-18 | 2,898 | $0.00 | 2,898 | $8.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,102 | 2004-08-23 | 2013-08-23 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 12-05-03 | $9.97 | 2004-12-05 | 2013-12-05 | 3,000 | 3,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 11-23-04 | $21.58 | 2005-11-23 | 2014-11-23 | 30,000 | 30,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2006-12-15 | 2015-12-15 | 20,000 | 20,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 3-22-06 | $34.06 | 2009-03-22 | 2016-03-22 | 40,000 | 40,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2007-12-15 | 2016-12-14 | 20,000 | 20,000 | Direct |
Class A Common Stock | 2006 Restricted Stock Units | $0.00 | 2007-12-15 | 2016-12-14 | 1,750 | 1,750 | Direct |
Class A Common Stock | 2007 Restricted Stock Unit | $0.00 | 2008-12-14 | 2017-12-13 | 4,759 | 4,759 | Direct |
Class A Common Stock | NSO 2007 | $43.61 | 2008-12-14 | 2017-12-13 | 14,279 | 14,279 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 25,000 | 25,000 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 9,331 | 9,331 | Direct |
Class A Common Stock | Perf Based RSUs 3-16-10 | $0.00 | 2012-12-31 | 2012-12-31 | 4,130 | 4,130 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-05 | 3,000 | 3,000 | Direct |
2014-11-23 | 30,000 | 30,000 | Direct |
2015-12-15 | 20,000 | 20,000 | Direct |
2016-03-22 | 40,000 | 40,000 | Direct |
2016-12-14 | 20,000 | 20,000 | Direct |
2016-12-14 | 1,750 | 1,750 | Direct |
2017-12-13 | 4,759 | 4,759 | Direct |
2017-12-13 | 14,279 | 14,279 | Direct |
2018-12-11 | 25,000 | 25,000 | Direct |
2019-12-11 | 9,331 | 9,331 | Direct |
2012-12-31 | 4,130 | 4,130 | Direct |
Footnotes
- Non Statutory Stock Options (NSO). NSOs vest 100% 3 years from date of grant.
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The restricted stock units vests in four equal annual installments beginning December 15, 2007. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting.
- The restricted stock units vests in four equal annual installments beginning December 15, 2007. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting.
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- Shares of Common Stock acquired by the reporting person in the Company's 401(k) Plan. All transactions were at market and were non-discretionary.