Filing Details

Accession Number:
0001144204-10-062394
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-19 16:05:04
Reporting Period:
2010-11-17
Filing Date:
2010-11-19
Accepted Time:
2010-11-19 16:05:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273801 Northstar Realty NRF Real Estate Investment Trusts (6798) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1139257 T David Hamamoto C/O Northstar Realty Finance Corp.
399 Park Avenue, 18Th Floor
New York NY US 10022
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-17 246,066 $0.00 913,325 No 4 C Direct
Common Stock Disposition 2010-11-17 68,169 $3.99 845,156 No 4 S Direct
Common Stock Disposition 2010-11-18 174,291 $4.01 670,865 No 4 S Direct
Common Stock Disposition 2010-11-19 57,540 $4.02 613,325 No 4 S Direct
Common Stock Disposition 2010-11-17 50,000 $3.99 12,681 No 4 S Indirect By DTH Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By DTH Holdings, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock LTIP Units Disposition 2010-11-17 246,066 $0.00 246,066 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,428,743 2009-01-29 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,536 Indirect By DTH Investment Holdings LLC
Common Stock 67,592 Indirect By Oahu Holdings LLC
Common Stock 393,037 Indirect By minor children of reporting person
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock LTIP Units $0.00 2008-10-29 520,295 520,295 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
520,295 520,295 Indirect
Footnotes
  1. Represents units of partnership interest which are structured as profits interest ("LTIP Units") in NorthStar Realty Finance Limited Partnership ("NRFLP"), a majority-owned subsidiary and the operating partnership of NorthStar Realty Finance Corp. (the "Company"). Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one common unit of partnership interest in NRFLP ("OP Units"). Each of the OP Units underlying these LTIP Units are redeemable at the election of the OP Unit holder for: (1) cash equal to the then fair market value of one (1) share of common stock, par value $0.01 per share of the Company (the "Common Stock") or (2) at the option of the Company in its capacity as general partner of NRFLP, one (1) share of Common Stock. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.
  2. Such LTIP Units are held directly by a grantor trust, of which Mr. Hamamoto is currently the primary beneficiary and trustee.