Filing Details
- Accession Number:
- 0001140361-10-035381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-27 17:04:16
- Reporting Period:
- 2010-08-26
- Filing Date:
- 2010-08-27
- Accepted Time:
- 2010-08-27 17:04:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811808 | Summit Financial Group Inc | SMMF | National Commercial Banks (6021) | 550672148 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486521 | R. Georgette George | Po Box 8523 Charleston WV 25303 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-26 | 1,000 | $3.74 | 11,576 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Father |
| Common Stock | 9,248 | Indirect | by 401(k) Plan FBO Spouse |
| Common Stock | 5,559 | Indirect | By George Brothers Investment Partnership |
| Common Stock | 40,480 | Indirect | By Sellaro Enerprises Defined Benefit Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | $5.50 | 2010-03-01 | 2019-06-01 | 18,182 | 100 | Indirect |
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | $5.50 | 2010-03-01 | 2019-06-01 | 36,364 | 200 | Indirect |
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | $5.50 | 2010-03-01 | 2019-06-01 | 72,727 | 400 | Indirect |
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | $5.50 | 2010-03-01 | 2019-06-01 | 54,545 | 300 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-06-01 | 18,182 | 100 | Indirect |
| 2019-06-01 | 36,364 | 200 | Indirect |
| 2019-06-01 | 72,727 | 400 | Indirect |
| 2019-06-01 | 54,545 | 300 | Indirect |
Footnotes
- The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
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