Filing Details

Accession Number:
0001181431-10-056673
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 20:17:27
Reporting Period:
2010-11-16
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 20:17:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138951 Leapfrog Enterprises Inc LF Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954700094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1045218 R Michael Milken 1250 Fourth Street
Santa Monica CA 90401
No No Yes No
1261505 J Lowell Milken 1250 Fourth Street
Santa Monica CA 90401
No No Yes No
1271126 Et Holdings Llc 1250 Fourth Street
Santa Monica CA 90401
No No Yes No
1275753 Hampstead Associates Llc 1250 Fourth Street
Santa Monica CA 90401
No No Yes No
1275754 Knowledge Universe Llc 1250 Fourth Street
Santa Monica CA 90401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.0001 Par Value Disposition 2010-11-16 250,000 $5.60 948,000 No 4 S Direct
Class A Common Stock, $.0001 Par Value Disposition 2010-11-17 250,000 $5.60 698,000 No 4 S Direct
Class A Common Stock, $.0001 Par Value Disposition 2010-11-18 250,000 $5.63 448,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $.0001 Par Value 315,137 Indirect By Lowell J. Milken
Class A Common Stock, $.0001 Par Value 601,789 Indirect By Michael R. Milken
Footnotes
  1. These shares are held of record by ET Holdings.
  2. These shares are held of record by Lowell J. Milken.
  3. These shares are held of record by Michael R. Milken.
  4. Hampstead is the sole manager and the sole member of ET Holdings, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by ET Holdings. Knowledge Universe LLC, a California limited liability company (formerly known as Ridgeview Associates, L.L.C.) ("KU"), is the manager and a member of Hampstead, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by Hampstead. [Continued in Footnote 5]
  5. Messrs. Michael R. Milken and Lowell J. Milken may each be deemed to be a controlling person of each of Hampstead and KU, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record, or beneficially owned, by each of ET Holdings, Hampstead and KU, but each disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
  6. ET Holdings, Hampstead, KU, Michael R. Milken and Lowell J. Milken may be deemed to be a group. Each of ET Holdings, Hampstead, KU and Messrs. Michael R. Milken and Lowell J. Milken disclaims such group membership. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, that any one of ET Holdings, Hampstead, KU, Michael R. Milken or Lowell J. Milken is the beneficial owner of equity securities covered by this statement or any other statement that are beneficially owned, directly or indirectly, by any other person.