Filing Details

Accession Number:
0001179110-10-016308
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 19:21:03
Reporting Period:
2010-11-16
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 19:21:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887969 Mrv Communications Inc MRVC.PK Semiconductors & Related Devices (3674) 061340090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345051 H Kenneth Stein Shubin 20415 Nordhoff Street
Chatsworth CA 91311
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-16 6,357 $1.31 232,760 No 4 P Direct
Common Stock Acquisiton 2010-11-16 39,643 $1.31 272,403 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-17 2,039 $1.30 274,442 No 4 P Direct
Common Stock Acquisiton 2010-11-17 12,713 $1.30 287,155 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-17 3,542 $1.31 290,697 No 4 P Direct
Common Stock Acquisiton 2010-11-17 22,088 $1.31 312,785 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-18 974 $1.32 313,759 No 4 P Direct
Common Stock Acquisiton 2010-11-18 9,776 $1.32 323,535 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-18 71 $1.33 323,606 No 4 P Direct
Common Stock Acquisiton 2010-11-18 709 $1.33 324,315 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
Footnotes
  1. Dr. Shubin Stein previously beneficially owned 100,000 shares of MRV Communications Inc.'s common stock, and with the additional purchases reported above, now owns 112,990 directly. In addition, Dr. Shubin Stein has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 211,325 shares of MRV Communications, Inc. common stock including the reported purchases above. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 211,325 shares held in the managed accounts. Dr. Shubin Stein disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein.