Filing Details

Accession Number:
0001140361-10-046482
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 18:30:29
Reporting Period:
2010-11-17
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 18:30:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
823094 Sothebys BID Services-Business Services, Nec (7389) 382478409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248060 F William Ruprecht 1334 York Avenue
New York NY 10021
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-17 85,000 $0.00 389,291 No 4 M Direct
Common Stock Disposition 2010-11-17 5,500 $40.91 383,791 No 4 S Direct
Common Stock Disposition 2010-11-17 110,970 $41.71 272,821 No 4 S Direct
Common Stock Disposition 2010-11-17 7,600 $42.01 265,221 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option-Right to Buy Disposition 2010-11-17 85,000 $0.00 85,000 $15.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-05 No 4 M Direct
Footnotes
  1. Not Applicable
  2. Includes 169,954 shares of unvested restricted stock
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.74 to $40.99, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41 to $41.99, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42 to $42.05, inclusive.
  6. Granted under the Issuer's 1997 Stock Option Plan
  7. 25,000 stock options became exercisable on each of the following: 8/5/05, 8/5/06, 8/5/07 and 8/5/08.