Filing Details
- Accession Number:
- 0001140361-10-046482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-18 18:30:29
- Reporting Period:
- 2010-11-17
- Filing Date:
- 2010-11-18
- Accepted Time:
- 2010-11-18 18:30:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248060 | F William Ruprecht | 1334 York Avenue New York NY 10021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-17 | 85,000 | $0.00 | 389,291 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-17 | 5,500 | $40.91 | 383,791 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-17 | 110,970 | $41.71 | 272,821 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-17 | 7,600 | $42.01 | 265,221 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2010-11-17 | 85,000 | $0.00 | 85,000 | $15.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-08-05 | No | 4 | M | Direct |
Footnotes
- Not Applicable
- Includes 169,954 shares of unvested restricted stock
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.74 to $40.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41 to $41.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42 to $42.05, inclusive.
- Granted under the Issuer's 1997 Stock Option Plan
- 25,000 stock options became exercisable on each of the following: 8/5/05, 8/5/06, 8/5/07 and 8/5/08.