Filing Details

Accession Number:
0001019687-10-004169
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 18:22:31
Reporting Period:
2010-11-18
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 18:22:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 David Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403417 Chavez Monica Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403463 Trust Quercus 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-18 10,500 $1.10 5,582,780 No 4 S Direct
Common Stock Disposition 2010-11-17 9,000 $1.10 5,593,280 No 4 S Direct
Common Stock Disposition 2010-11-16 10,700 $1.10 5,602,280 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct