Filing Details
- Accession Number:
- 0001140361-10-046466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-18 17:44:41
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-18
- Accepted Time:
- 2010-11-18 17:44:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136174 | Hythiam Inc. | HYTM | Services-Misc Health & Allied Services, Nec (8090) | 880464853 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289633 | Jay Wolf | 11150 Santa Monica Blvd. #1500 Los Angeles CA 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-12 | 2,878,415 | $0.01 | 2,878,415 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 12% Convertible Promissory Note | Acquisiton | 2010-11-12 | 17,121,585 | $0.01 | 17,121,585 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,621,585 | 2020-11-16 | No | 4 | P | Direct |
Footnotes
- The 12% Convertible Promissory Notes and any accrued interest convert automatically into common stock, if and when sufficient shares become authorized at a conversion price of $0.01 per share, subject to certain adjustments, including certain share issuances below $0.01 per share. The Company agreed to use its best efforts to file a proxy statement seeking shareholder approval to increase the number of authorized shares within 30 days of closing. The Notes mature two years from issuance.