Filing Details
- Accession Number:
- 0001246360-10-003763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-18 17:15:17
- Reporting Period:
- 2010-11-16
- Filing Date:
- 2010-11-18
- Accepted Time:
- 2010-11-18 17:15:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351817 | Swift Energy Co | SFY | Crude Petroleum & Natural Gas (1311) | 203940661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219627 | P James Mitchell | 16825 Northchase Drive, Suite 400 Houston TX 77060 | Sr Vp-Ct&Land | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Swift Energy Common Stock | Acquisiton | 2010-11-16 | 4,000 | $13.84 | 37,939 | No | 4 | M | Direct | |
| Swift Energy Common Stock | Acquisiton | 2010-11-16 | 2,040 | $25.18 | 39,979 | No | 4 | M | Direct | |
| Swift Energy Common Stock | Acquisiton | 2010-11-16 | 5,700 | $14.66 | 45,679 | No | 4 | M | Direct | |
| Swift Energy Common Stock | Disposition | 2010-11-16 | 11,740 | $34.07 | 33,939 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Swift Energy Common Stock | SQ01 Plan grt 11/4/2003 | Disposition | 2010-11-16 | 4,000 | $0.00 | 4,000 | $13.84 |
| Swift Energy Common Stock | SQ01 Plan grt 11/8/2004 NQ | Disposition | 2010-11-16 | 2,040 | $0.00 | 2,040 | $25.18 |
| Swift Energy Common Stock | Stock Option 2/10/2009 - 2/10/2019 | Disposition | 2010-11-16 | 5,700 | $0.00 | 5,700 | $14.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-11-04 | 2013-11-04 | No | 4 | M | Direct |
| 0 | 2005-11-08 | 2014-11-08 | No | 4 | M | Direct |
| 11,400 | 2010-02-10 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Sfy Common Stock-401(K) | 2,681 | Indirect | 401(k) Plan |
| Sfy Cmmn Stock-Esop Holding | 1,386 | Indirect | ESOP Plan |
Footnotes
- Based on statement dated 12/31/2009.
- Based on statement dated as of 12/31/2008.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.98 to $34.1023.
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