Filing Details
- Accession Number:
- 0001209191-10-055825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-18 16:22:19
- Reporting Period:
- 2010-11-16
- Filing Date:
- 2010-11-18
- Accepted Time:
- 2010-11-18 16:22:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311131 | Rockville Financial Inc. | RCKB | National Commercial Banks (6021) | 300288470 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313289 | J William Mcgurk | Rockville Financial Inc 1645 Ellington Road South Windsor CT 06074 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-16 | 200 | $10.87 | 124,453 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,245 | Indirect | By Rockville Bank 401(k) Plan |
Common Stock | 8,502 | Indirect | By Rockville Bank ESOP Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $17.77 | 2008-12-13 | 2016-12-13 | 30,000 | 30,000 | Direct |
Common Stock | Stock Options | $14.35 | 2007-08-14 | 2017-08-14 | 30,000 | 30,000 | Direct |
Common Stock | Stock Options | $11.98 | 2008-02-20 | 2018-02-20 | 30,000 | 30,000 | Direct |
Common Stock | Stock Options | $9.24 | 2009-03-16 | 2019-03-16 | 31,100 | 31,100 | Direct |
Common Stock | Stock Options | $11.25 | 2010-11-15 | 2020-11-15 | 35,400 | 35,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-13 | 30,000 | 30,000 | Direct |
2017-08-14 | 30,000 | 30,000 | Direct |
2018-02-20 | 30,000 | 30,000 | Direct |
2019-03-16 | 31,100 | 31,100 | Direct |
2020-11-15 | 35,400 | 35,400 | Direct |
Footnotes
- Includes 15,000 shares held jointly with wife.
- Includes 42,000 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006 and December 13, 2007, and will vest 20% on each December 13 of years 2008 - 2010.
- Includes 33,600 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares withheld by the Issuer for tax withholding purposes.
- Includes 2,780 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares withheld by the Issuer for tax withholding purposes.
- Total beneficial ownership is 141,200.4048 shares as of 11/16/2010.
- Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.