Filing Details

Accession Number:
0001209191-10-055825
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 16:22:19
Reporting Period:
2010-11-16
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 16:22:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311131 Rockville Financial Inc. RCKB National Commercial Banks (6021) 300288470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313289 J William Mcgurk Rockville Financial Inc
1645 Ellington Road
South Windsor CT 06074
President/Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-16 200 $10.87 124,453 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,245 Indirect By Rockville Bank 401(k) Plan
Common Stock 8,502 Indirect By Rockville Bank ESOP Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $17.77 2008-12-13 2016-12-13 30,000 30,000 Direct
Common Stock Stock Options $14.35 2007-08-14 2017-08-14 30,000 30,000 Direct
Common Stock Stock Options $11.98 2008-02-20 2018-02-20 30,000 30,000 Direct
Common Stock Stock Options $9.24 2009-03-16 2019-03-16 31,100 31,100 Direct
Common Stock Stock Options $11.25 2010-11-15 2020-11-15 35,400 35,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-13 30,000 30,000 Direct
2017-08-14 30,000 30,000 Direct
2018-02-20 30,000 30,000 Direct
2019-03-16 31,100 31,100 Direct
2020-11-15 35,400 35,400 Direct
Footnotes
  1. Includes 15,000 shares held jointly with wife.
  2. Includes 42,000 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006 and December 13, 2007, and will vest 20% on each December 13 of years 2008 - 2010.
  3. Includes 33,600 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares withheld by the Issuer for tax withholding purposes.
  4. Includes 2,780 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares withheld by the Issuer for tax withholding purposes.
  5. Total beneficial ownership is 141,200.4048 shares as of 11/16/2010.
  6. Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
  7. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  8. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  9. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  10. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.