Filing Details

Accession Number:
0000796505-10-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 15:41:46
Reporting Period:
2010-11-16
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 15:41:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
796505 Clearfield Inc. CLFD Telephone & Telegraph Apparatus (3661) 411347235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257956 G Ronald Roth 5480 Nathan Lane N
Suite 120
Plymouth MN 55442
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-16 10,000 $2.85 870,405 No 4 P Direct
Common Stock Acquisiton 2010-11-16 5,000 $2.83 875,405 No 4 P Direct
Common Stock Acquisiton 2010-11-16 2,000 $2.84 877,405 No 4 P Direct
Common Stock Acquisiton 2010-11-17 2,800 $2.89 880,205 No 4 P Direct
Common Stock Acquisiton 2010-11-17 5,000 $2.91 885,205 No 4 P Direct
Common Stock Acquisiton 2010-11-17 3,000 $2.92 888,205 No 4 P Direct
Common Stock Acquisiton 2010-11-17 285 $2.93 888,490 No 4 P Direct
Common Stock Acquisiton 2010-11-17 1,915 $2.94 890,405 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 156,760 Indirect Shares held by spouse