Filing Details
- Accession Number:
- 0001209191-10-055739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-18 14:46:19
- Reporting Period:
- 2010-11-17
- Filing Date:
- 2010-11-18
- Accepted Time:
- 2010-11-18 14:46:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200403 | Iii B Robert Karn | C/O Peabody Energy Corporation, 701 Market Street St. Louis MO 63101-1826 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-17 | 4,331 | $6.32 | 13,132 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-17 | 7,595 | $6.58 | 20,727 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-17 | 11,926 | $56.39 | 8,801 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-11-17 | 4,331 | $0.00 | 4,331 | $6.32 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-11-17 | 7,595 | $0.00 | 7,595 | $6.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-16 | No | 4 | M | Direct | |
| 0 | 2013-05-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,912 | Indirect | By Trust |
| Common Stock | 840 | Indirect | By Family Trust |
Footnotes
- The options vested in three equal annual installments beginning January 16, 2004.
- Not applicable.
- Does not include director stock options with different expiration dates and exercise prices.
- The options vested in three equal annual installments beginning May 6, 2004.
Billionaire Hedge Funds
