Filing Details
- Accession Number:
- 0001209191-10-055597
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 18:58:03
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 18:58:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36270 | M&T Bank Corp | MTB | State Commercial Banks (6022) | 160968385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245786 | Jr E Robert Sadler | One M&Amp;T Plaza Buffalo NY 14203-2399 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-12-29 | 7,600 | $0.00 | 59,511 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2010-07-02 | 2,099 | $0.00 | 61,610 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2010-07-02 | 10,458 | $0.00 | 72,068 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2010-08-17 | 17,841 | $0.00 | 89,909 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2010-11-15 | 62,247 | $65.80 | 152,156 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-15 | 16,233 | $68.31 | 168,389 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-15 | 73,681 | $75.80 | 242,070 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-15 | 140,478 | $81.29 | 101,592 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-11-17 | 11,683 | $79.29 | 89,909 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2009-12-29 | 7,600 | $0.00 | 14,623 | No | 4 | G | Indirect | See footnote |
| Common Stock | Disposition | 2010-07-02 | 2,099 | $0.00 | 0 | No | 5 | J | Indirect | By GRAT #3 |
| Common Stock | Disposition | 2010-08-17 | 17,841 | $0.00 | 82,159 | No | 5 | J | Indirect | By GRAT #4 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | See footnote |
| No | 5 | J | Indirect | By GRAT #3 |
| No | 5 | J | Indirect | By GRAT #4 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2010-11-15 | 62,247 | $0.00 | 62,247 | $65.80 |
| Common Stock | Option (right to buy) | Disposition | 2010-11-15 | 16,233 | $0.00 | 16,233 | $68.31 |
| Common Stock | Option (right to buy) | Disposition | 2010-11-15 | 73,681 | $0.00 | 73,681 | $75.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,520 | 2011-01-16 | No | 4 | M | Direct | |
| 0 | 2011-02-20 | No | 4 | M | Direct | |
| 1,319 | 2012-01-15 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Common Stock Units | $0.00 | 0 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 0 | Indirect |
Footnotes
- The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.
- The reporting of these transactions is voluntary and therefore does not constitute a late filing.
- This transaction represents a final distribution to the reporting person from GRAT #3 in the form of an annuity.
- This transaction represents the distribution of 10,428 shares of common stock upon his retirement that were previously held indirectly in the reporting person's 401(k) account and are now held directly.
- This transaction represents a distribution to the reporting person from GRAT #4 in the form of an annuity. See footnote (9) for information regarding GRAT #4.
- This transaction was executed in multiple trades at prices ranging from $79.26 to $79.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reported transaction involved a transfer of securities by gift for which no payment of consideration was received by the reporting person.
- The indicated shares are held by the Sadler Family Foundation, a charitable trust in which the reporting person has no pecuniary interest. The reporting person is a trustee of the Sadler Family Foundation and holds voting and dispositive power over the shares held by it.
- The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #4") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #4 but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- The previously reported phantom common stock units held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation that represented a like number of shares of M&T Bank Corporation common stock were settled in cash upon the reporting person's retirement in accordance with the terms of the plan.
- Currently exercisable.
- The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.
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