Filing Details
- Accession Number:
- 0001505510-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 18:40:52
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 18:40:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505510 | Marc Sokol | 1600 Old Country Road Plainview NY 11803 | Evp, Marketing & Business Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Common Shares | Acquisiton | 2010-11-12 | 2,500,000 | $0.00 | 2,500,000 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2010-11-15 | 2,000 | $0.41 | 2,502,000 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2010-11-16 | 3,249 | $0.41 | 2,505,249 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2010-11-17 | 3,249 | $0.41 | 2,508,498 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock options (right to buy) | Acquisiton | 2010-11-12 | 1,350,000 | $0.00 | 1,350,000 | $0.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,350,000 | 2011-11-12 | 2014-11-12 | No | 4 | A | Direct |
Footnotes
- The reporting person was granted the right, subject to his continued employment by the issuer, to receive 750,000 restricted common shares on each of the next four anniversaries of the date of the grant (an aggregate of 2,500,000 shares), 25% of which shall be fully tradable immediately thereafter with an additional 25% becoming tradable each successive year thereafter. No such restricted common shares have been issued to date.
- This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.41 per share. The purchase price was converted to US dollars at an exchange rate of 0.99757 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
- This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.41 per share. The purchase price was converted to US dollars at an exchange rate of 1.0049 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
- This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.415 per share. The purchase price was converted to US dollars at an exchange rate of 1.00728 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
- The stock options were granted on November 12, 2010 and vest in equal increments of 25% on each anniversary of the date of the grant; the first increment vests on November 12, 2011.