Filing Details

Accession Number:
0001505510-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-17 18:40:52
Reporting Period:
2010-11-12
Filing Date:
2010-11-17
Accepted Time:
2010-11-17 18:40:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505510 Marc Sokol 1600 Old Country Road
Plainview NY 11803
Evp, Marketing & Business Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Common Shares Acquisiton 2010-11-12 2,500,000 $0.00 2,500,000 No 4 A Direct
Common Shares Acquisiton 2010-11-15 2,000 $0.41 2,502,000 No 4 P Direct
Common Shares Acquisiton 2010-11-16 3,249 $0.41 2,505,249 No 4 P Direct
Common Shares Acquisiton 2010-11-17 3,249 $0.41 2,508,498 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock options (right to buy) Acquisiton 2010-11-12 1,350,000 $0.00 1,350,000 $0.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,350,000 2011-11-12 2014-11-12 No 4 A Direct
Footnotes
  1. The reporting person was granted the right, subject to his continued employment by the issuer, to receive 750,000 restricted common shares on each of the next four anniversaries of the date of the grant (an aggregate of 2,500,000 shares), 25% of which shall be fully tradable immediately thereafter with an additional 25% becoming tradable each successive year thereafter. No such restricted common shares have been issued to date.
  2. This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.41 per share. The purchase price was converted to US dollars at an exchange rate of 0.99757 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
  3. This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.41 per share. The purchase price was converted to US dollars at an exchange rate of 1.0049 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
  4. This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.415 per share. The purchase price was converted to US dollars at an exchange rate of 1.00728 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
  5. The stock options were granted on November 12, 2010 and vest in equal increments of 25% on each anniversary of the date of the grant; the first increment vests on November 12, 2011.