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Home > Insider Trading > Filing (0001181431-10-056366)

Filing Details

Accession Number:: 0001181431-10-056366
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-17 18:12:15
Reporting Period:: 2010-11-17

Filing Date:: 2010-11-17
Accepted Time:: 2010-11-17 18:12:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1389251	Jr R Granville Hodges	2712 Hartford Avenue Fullerton CA 92835-3034	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-06-01	22	$33.93	4,449	No	4	A	Direct
Common Stock	Acquisiton	2010-09-01	21	$34.29	4,470	No	4	A	Direct
Common Stock	Acquisiton	2010-11-16	500	$23.21	4,970	No	4	M	Direct
Common Stock	Disposition	2010-11-16	500	$36.29	4,470	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2010-11-16	500	$0.00	500	$23.21

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2002-01-01	2011-01-01	No	4	M	Direct

Footnotes

DER units credited on 6/1/2010 as dividend at FMV
DER units credited on 9/1/2010 as dividend at FMV
This option became exercisable as to 33% of the total number of shares subject to the option on 1/1/2001, 33% on 1/1/2003, and 34% on 1/1/2004.